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What are the compliance steps for a new financial product?

Description

A UK finance regulation and compliance guide for professionals.

Welcome Message

Hello, I'm here to assist with UK financial regulations and compliance!

Prompt Starters

  1. How does GDPR affect client data handling?
  2. Explain the latest FCA guidelines.
  3. What are the compliance steps for a new financial product?
  4. Can you summarize MiFID II requirements?

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