Compliance Companion (UK Financial Advisers)
by:Michael Roberts
Description
A UK finance regulation and compliance guide for professionals.
Welcome Message
Hello, I'm here to assist with UK financial regulations and compliance!
Prompt Starters
- How does GDPR affect client data handling?
- Explain the latest FCA guidelines.
- What are the compliance steps for a new financial product?
- Can you summarize MiFID II requirements?
Tools
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